Part 1
THERE are several senses in which a thing may be said to 'be',
as we pointed out previously in our book on the various senses of
words;' for in one sense the 'being' meant is 'what a thing is'
or a 'this', and in another sense it means a quality or quantity
or one of the other things that are predicated as these are.
While 'being' has all these senses, obviously that which 'is'
primarily is the 'what', which indicates the substance of the
thing. For when we say of what quality a thing is, we say that it
is good or bad, not that it is three cubits long or that it is a
man; but when we say what it is, we do not say 'white' or 'hot'
or 'three cubits long', but 'a man' or 'a 'god'. And all other
things are said to be because they are, some of them, quantities
of that which is in this primary sense, others qualities of it,
others affections of it, and others some other determination of
it. And so one might even raise the question whether the words
'to walk', 'to be healthy', 'to sit' imply that each of these
things is existent, and similarly in any other case of this sort;
for none of them is either self-subsistent or capable of being
separated from substance, but rather, if anything, it is that
which walks or sits or is healthy that is an existent thing. Now
these are seen to be more real because there is something
definite which underlies them (i.e. the substance or individual),
which is implied in such a predicate; for we never use the word
'good' or 'sitting' without implying this. Clearly then it is in
virtue of this category that each of the others also is.
Therefore that which is primarily, i.e. not in a qualified sense
but without qualification, must be substance.
Now there are several senses in which a thing is said to be
first; yet substance is first in every sense—(1) in definition, (2)
in order of knowledge, (3) in time. For (3) of the other
categories none can exist independently, but only substance. And
(1) in definition also this is first; for in the definition of
each term the definition of its substance must be present. And (2)
we think we know each thing most fully, when we know what it is,
e.g. what man is or what fire is, rather than when we know its
quality, its quantity, or its place; since we know each of these
predicates also, only when we know what the quantity or the
quality is.
And indeed the question which was raised of old and is raised
now and always, and is always the subject of doubt, viz. what
being is, is just the question, what is substance? For it is this
that some assert to be one, others more than one, and that some
assert to be limited in number, others unlimited. And so we also
must consider chiefly and primarily and almost exclusively what
that is which is in this sense.
Part 2
Substance is thought to belong most obviously to bodies; and
so we say that not only animals and plants and their parts are
substances, but also natural bodies such as fire and water and
earth and everything of the sort, and all things that are either
parts of these or composed of these (either of parts or of the
whole bodies), e.g. the physical universe and its parts, stars
and moon and sun. But whether these alone are substances, or
there are also others, or only some of these, or others as well,
or none of these but only some other things, are substances, must
be considered. Some think the limits of body, i.e. surface, line,
point, and unit, are substances, and more so than body or the
solid.
Further, some do not think there is anything substantial
besides sensible things, but others think there are eternal
substances which are more in number and more real; e.g. Plato
posited two kinds of substance—the Forms and objects of
mathematics—as well as a third kind, viz. the substance of
sensible bodies. And Speusippus made still more kinds of
substance, beginning with the One, and assuming principles for
each kind of substance, one for numbers, another for spatial
magnitudes, and then another for the soul; and by going on in
this way he multiplies the kinds of substance. And some say Forms
and numbers have the same nature, and the other things come after
them—lines and planes—until we come to the substance of the
material universe and to sensible bodies.
Regarding these matters, then, we must inquire which of the
common statements are right and which are not right, and what
substances there are, and whether there are or are not any
besides sensible substances, and how sensible substances exist,
and whether there is a substance capable of separate existence (and
if so why and how) or no such substance, apart from sensible
substances; and we must first sketch the nature of substance.
Part 3
The word 'substance' is applied, if not in more senses, still
at least to four main objects; for both the essence and the
universal and the genus, are thought to be the substance of each
thing, and fourthly the substratum. Now the substratum is that of
which everything else is predicated, while it is itself not
predicated of anything else. And so we must first determine the
nature of this; for that which underlies a thing primarily is
thought to be in the truest sense its substance. And in one sense
matter is said to be of the nature of substratum, in another,
shape, and in a third, the compound of these. (By the matter I
mean, for instance, the bronze, by the shape the pattern of its
form, and by the compound of these the statue, the concrete whole.)
Therefore if the form is prior to the matter and more real, it
will be prior also to the compound of both, for the same reason.
We have now outlined the nature of substance, showing that it
is that which is not predicated of a stratum, but of which all
else is predicated. But we must not merely state the matter thus;
for this is not enough. The statement itself is obscure, and
further, on this view, matter becomes substance. For if this is
not substance, it baffles us to say what else is. When all else
is stripped off evidently nothing but matter remains. For while
the rest are affections, products, and potencies of bodies,
length, breadth, and depth are quantities and not substances (for
a quantity is not a substance), but the substance is rather that
to which these belong primarily. But when length and breadth and
depth are taken away we see nothing left unless there is
something that is bounded by these; so that to those who consider
the question thus matter alone must seem to be substance. By
matter I mean that which in itself is neither a particular thing
nor of a certain quantity nor assigned to any other of the
categories by which being is determined. For there is something
of which each of these is predicated, whose being is different
from that of each of the predicates (for the predicates other
than substance are predicated of substance, while substance is
predicated of matter). Therefore the ultimate substratum is of
itself neither a particular thing nor of a particular quantity
nor otherwise positively characterized; nor yet is it the
negations of these, for negations also will belong to it only by
accident.
If we adopt this point of view, then, it follows that matter
is substance. But this is impossible; for both separability and
'thisness' are thought to belong chiefly to substance. And so
form and the compound of form and matter would be thought to be
substance, rather than matter. The substance compounded of both,
i.e. of matter and shape, may be dismissed; for it is posterior
and its nature is obvious. And matter also is in a sense manifest.
But we must inquire into the third kind of substance; for this is
the most perplexing.
Some of the sensible substances are generally admitted to be
substances, so that we must look first among these. For it is an
advantage to advance to that which is more knowable. For learning
proceeds for all in this way—through that which is less knowable
by nature to that which is more knowable; and just as in conduct
our task is to start from what is good for each and make what is
without qualification good good for each, so it is our task to
start from what is more knowable to oneself and make what is
knowable by nature knowable to oneself. Now what is knowable and
primary for particular sets of people is often knowable to a very
small extent, and has little or nothing of reality. But yet one
must start from that which is barely knowable but knowable to
oneself, and try to know what is knowable without qualification,
passing, as has been said, by way of those very things which one
does know.
Part 4
Since at the start we distinguished the various marks by which
we determine substance, and one of these was thought to be the
essence, we must investigate this. And first let us make some
linguistic remarks about it. The essence of each thing is what it
is said to be propter se. For being you is not being musical,
since you are not by your very nature musical. What, then, you
are by your very nature is your essence.
Nor yet is the whole of this the essence of a thing; not that
which is propter se as white is to a surface, because being a
surface is not identical with being white. But again the
combination of both—'being a white surface'—is not the essence of
surface, because 'surface' itself is added. The formula,
therefore, in which the term itself is not present but its
meaning is expressed, this is the formula of the essence of each
thing. Therefore if to be a white surface is to be a smooth
surface, to be white and to be smooth are one and the same.
But since there are also compounds answering to the other
categories (for there is a substratum for each category, e.g. for
quality, quantity, time, place, and motion), we must inquire
whether there is a formula of the essence of each of them, i.e.
whether to these compounds also there belongs an essence, e.g.
'white man'. Let the compound be denoted by 'cloak'. What is the
essence of cloak? But, it may be said, this also is not a propter
se expression. We reply that there are just two ways in which a
predicate may fail to be true of a subject propter se, and one of
these results from the addition, and the other from the omission,
of a determinant. One kind of predicate is not propter se because
the term that is being defined is combined with another
determinant, e.g. if in defining the essence of white one were to
state the formula of white man; the other because in the subject
another determinant is combined with that which is expressed in
the formula, e.g. if 'cloak' meant 'white man', and one were to
define cloak as white; white man is white indeed, but its essence
is not to be white.
But is being-a-cloak an essence at all? Probably not. For the
essence is precisely what something is; but when an attribute is
asserted of a subject other than itself, the complex is not
precisely what some 'this' is, e.g. white man is not precisely
what some 'this' is, since thisness belongs only to substances.
Therefore there is an essence only of those things whose formula
is a definition. But we have a definition not where we have a
word and a formula identical in meaning (for in that case all
formulae or sets of words would be definitions; for there will be
some name for any set of words whatever, so that even the Iliad
will be a definition), but where there is a formula of something
primary; and primary things are those which do not imply the
predication of one element in them of another element. Nothing,
then, which is not a species of a genus will have an essence—only
species will have it, for these are thought to imply not merely
that the subject participates in the attribute and has it as an
affection, or has it by accident; but for ever thing else as
well, if it has a name, there be a formula of its meaning—viz.
that this attribute belongs to this subject; or instead of a
simple formula we shall be able to give a more accurate one; but
there will be no definition nor essence.
Or has 'definition', like 'what a thing is', several meanings?
'What a thing is' in one sense means substance and the 'this', in
another one or other of the predicates, quantity, quality, and
the like. For as 'is' belongs to all things, not however in the
same sense, but to one sort of thing primarily and to others in a
secondary way, so too 'what a thing is' belongs in the simple
sense to substance, but in a limited sense to the other
categories. For even of a quality we might ask what it is, so
that quality also is a 'what a thing is',—not in the simple
sense, however, but just as, in the case of that which is not,
some say, emphasizing the linguistic form, that that is which is
not is—not is simply, but is non-existent; so too with quality.
We must no doubt inquire how we should express ourselves on
each point, but certainly not more than how the facts actually
stand. And so now also, since it is evident what language we use,
essence will belong, just as 'what a thing is' does, primarily
and in the simple sense to substance, and in a secondary way to
the other categories also,—not essence in the simple sense, but
the essence of a quality or of a quantity. For it must be either
by an equivocation that we say these are, or by adding to and
taking from the meaning of 'are' (in the way in which that which
is not known may be said to be known),—the truth being that we
use the word neither ambiguously nor in the same sense, but just
as we apply the word 'medical' by virtue of a reference to one
and the same thing, not meaning one and the same thing, nor yet
speaking ambiguously; for a patient and an operation and an
instrument are called medical neither by an ambiguity nor with a
single meaning, but with reference to a common end. But it does
not matter at all in which of the two ways one likes to describe
the facts; this is evident, that definition and essence in the
primary and simple sense belong to substances. Still they belong
to other things as well, only not in the primary sense. For if we
suppose this it does not follow that there is a definition of
every word which means the same as any formula; it must mean the
same as a particular kind of formula; and this condition is
satisfied if it is a formula of something which is one, not by
continuity like the Iliad or the things that are one by being
bound together, but in one of the main senses of 'one', which
answer to the senses of 'is'; now 'that which is' in one sense
denotes a 'this', in another a quantity, in another a quality.
And so there can be a formula or definition even of white man,
but not in the sense in which there is a definition either of
white or of a substance.
Part 5
It is a difficult question, if one denies that a formula with
an added determinant is a definition, whether any of the terms
that are not simple but coupled will be definable. For we must
explain them by adding a determinant. E.g. there is the nose, and
concavity, and snubness, which is compounded out of the two by
the presence of the one in the other, and it is not by accident
that the nose has the attribute either of concavity or of
snubness, but in virtue of its nature; nor do they attach to it
as whiteness does to Callias, or to man (because Callias, who
happens to be a man, is white), but as 'male' attaches to animal
and 'equal' to quantity, and as all so-called 'attributes propter
se' attach to their subjects. And such attributes are those in
which is involved either the formula or the name of the subject
of the particular attribute, and which cannot be explained
without this; e.g. white can be explained apart from man, but not
female apart from animal. Therefore there is either no essence
and definition of any of these things, or if there is, it is in
another sense, as we have said.
But there is also a second difficulty about them. For if snub
nose and concave nose are the same thing, snub and concave will
be the thing; but if snub and concave are not the same (because
it is impossible to speak of snubness apart from the thing of
which it is an attribute propter se, for snubness is concavity-in-a-nose),
either it is impossible to say 'snub nose' or the same thing will
have been said twice, concave-nose nose; for snub nose will be
concave-nose nose. And so it is absurd that such things should
have an essence; if they have, there will be an infinite regress;
for in snub-nose nose yet another 'nose' will be involved.
Clearly, then, only substance is definable. For if the other
categories also are definable, it must be by addition of a
determinant, e.g. the qualitative is defined thus, and so is the
odd, for it cannot be defined apart from number; nor can female
be defined apart from animal. (When I say 'by addition' I mean
the expressions in which it turns out that we are saying the same
thing twice, as in these instances.) And if this is true, coupled
terms also, like 'odd number', will not be definable (but this
escapes our notice because our formulae are not accurate.). But
if these also are definable, either it is in some other way or,
as we definition and essence must be said to have more than one
sense. Therefore in one sense nothing will have a definition and
nothing will have an essence, except substances, but in another
sense other things will have them. Clearly, then, definition is
the formula of the essence, and essence belongs to substances
either alone or chiefly and primarily and in the unqualified
sense.
Part 6
We must inquire whether each thing and its essence are the
same or different. This is of some use for the inquiry concerning
substance; for each thing is thought to be not different from its
substance, and the essence is said to be the substance of each
thing.
Now in the case of accidental unities the two would be
generally thought to be different, e.g. white man would be
thought to be different from the essence of white man. For if
they are the same, the essence of man and that of white man are
also the same; for a man and a white man are the same thing, as
people say, so that the essence of white man and that of man
would be also the same. But perhaps it does not follow that the
essence of accidental unities should be the same as that of the
simple terms. For the extreme terms are not in the same way
identical with the middle term. But perhaps this might be thought
to follow, that the extreme terms, the accidents, should turn out
to be the same, e.g. the essence of white and that of musical;
but this is not actually thought to be the case.
But in the case of so-called self-subsistent things, is a
thing necessarily the same as its essence? E.g. if there are some
substances which have no other substances nor entities prior to
them—substances such as some assert the Ideas to be?—If the
essence of good is to be different from good-itself, and the
essence of animal from animal-itself, and the essence of being
from being-itself, there will, firstly, be other substances and
entities and Ideas besides those which are asserted, and,
secondly, these others will be prior substances, if essence is
substance. And if the posterior substances and the prior are
severed from each other, (a) there will be no knowledge of the
former, and (b) the latter will have no being. (By 'severed' I
mean, if the good-itself has not the essence of good, and the
latter has not the property of being good.) For (a) there is
knowledge of each thing only when we know its essence. And (b)
the case is the same for other things as for the good; so that if
the essence of good is not good, neither is the essence of
reality real, nor the essence of unity one. And all essences
alike exist or none of them does; so that if the essence of
reality is not real, neither is any of the others. Again, that to
which the essence of good does not belong is not good.—The good,
then, must be one with the essence of good, and the beautiful
with the essence of beauty, and so with all things which do not
depend on something else but are self-subsistent and primary. For
it is enough if they are this, even if they are not Forms; or
rather, perhaps, even if they are Forms. (At the same time it is
clear that if there are Ideas such as some people say there are,
it will not be substratum that is substance; for these must be
substances, but not predicable of a substratum; for if they were
they would exist only by being participated in.)
Each thing itself, then, and its essence are one and the same
in no merely accidental way, as is evident both from the
preceding arguments and because to know each thing, at least, is
just to know its essence, so that even by the exhibition of
instances it becomes clear that both must be one.
(But of an accidental term, e.g.'the musical' or 'the white',
since it has two meanings, it is not true to say that it itself
is identical with its essence; for both that to which the
accidental quality belongs, and the accidental quality, are
white, so that in a sense the accident and its essence are the
same, and in a sense they are not; for the essence of white is
not the same as the man or the white man, but it is the same as
the attribute white.)
The absurdity of the separation would appear also if one were
to assign a name to each of the essences; for there would be yet
another essence besides the original one, e.g. to the essence of
horse there will belong a second essence. Yet why should not some
things be their essences from the start, since essence is
substance? But indeed not only are a thing and its essence one,
but the formula of them is also the same, as is clear even from
what has been said; for it is not by accident that the essence of
one, and the one, are one. Further, if they are to be different,
the process will go on to infinity; for we shall have (1) the
essence of one, and (2) the one, so that to terms of the former
kind the same argument will be applicable.
Clearly, then, each primary and self-subsistent thing is one
and the same as its essence. The sophistical objections to this
position, and the question whether Socrates and to be Socrates
are the same thing, are obviously answered by the same solution;
for there is no difference either in the standpoint from which
the question would be asked, or in that from which one could
answer it successfully. We have explained, then, in what sense
each thing is the same as its essence and in what sense it is not.
Part 7
Of things that come to be, some come to be by nature, some by
art, some spontaneously. Now everything that comes to be comes to
be by the agency of something and from something and comes to be
something. And the something which I say it comes to be may be
found in any category; it may come to be either a 'this' or of
some size or of some quality or somewhere.
Now natural comings to be are the comings to be of those
things which come to be by nature; and that out of which they
come to be is what we call matter; and that by which they come to
be is something which exists naturally; and the something which
they come to be is a man or a plant or one of the things of this
kind, which we say are substances if anything is—all things
produced either by nature or by art have matter; for each of them
is capable both of being and of not being, and this capacity is
the matter in each—and, in general, both that from which they are
produced is nature, and the type according to which they are
produced is nature (for that which is produced, e.g. a plant or
an animal, has a nature), and so is that by which they are
produced—the so-called 'formal' nature, which is specifically
the same (though this is in another individual); for man begets
man.
Thus, then, are natural products produced; all other
productions are called 'makings'. And all makings proceed either
from art or from a faculty or from thought. Some of them happen
also spontaneously or by luck just as natural products sometimes
do; for there also the same things sometimes are produced without
seed as well as from seed. Concerning these cases, then, we must
inquire later, but from art proceed the things of which the form
is in the soul of the artist. (By form I mean the essence of each
thing and its primary substance.) For even contraries have in a
sense the same form; for the substance of a privation is the
opposite substance, e.g. health is the substance of disease (for
disease is the absence of health); and health is the formula in
the soul or the knowledge of it. The healthy subject is produced
as the result of the following train of thought:—since this is
health, if the subject is to be healthy this must first be
present, e.g. a uniform state of body, and if this is to be
present, there must be heat; and the physician goes on thinking
thus until he reduces the matter to a final something which he
himself can produce. Then the process from this point onward, i.e.
the process towards health, is called a 'making'. Therefore it
follows that in a sense health comes from health and house from
house, that with matter from that without matter; for the medical
art and the building art are the form of health and of the house,
and when I speak of substance without matter I mean the essence.
Of the productions or processes one part is called thinking
and the other making,—that which proceeds from the starting-point
and the form is thinking, and that which proceeds from the final
step of the thinking is making. And each of the other,
intermediate, things is produced in the same way. I mean, for
instance, if the subject is to be healthy his bodily state must
be made uniform. What then does being made uniform imply? This or
that. And this depends on his being made warm. What does this
imply? Something else. And this something is present potentially;
and what is present potentially is already in the physician's
power.
The active principle then and the starting point for the
process of becoming healthy is, if it happens by art, the form in
the soul, and if spontaneously, it is that, whatever it is, which
starts the making, for the man who makes by art, as in healing
the starting-point is perhaps the production of warmth (and this
the physician produces by rubbing). Warmth in the body, then, is
either a part of health or is followed (either directly or
through several intermediate steps) by something similar which is
a part of health; and this, viz. that which produces the part of
health, is the limiting-point--and so too with a house (the
stones are the limiting-point here) and in all other cases.
Therefore, as the saying goes, it is impossible that anything
should be produced if there were nothing existing before.
Obviously then some part of the result will pre-exist of
necessity; for the matter is a part; for this is present in the
process and it is this that becomes something. But is the matter
an element even in the formula? We certainly describe in both
ways what brazen circles are; we describe both the matter by
saying it is brass, and the form by saying that it is such and
such a figure; and figure is the proximate genus in which it is
placed. The brazen circle, then, has its matter in its formula.
As for that out of which as matter they are produced, some
things are said, when they have been produced, to be not that but
'thaten'; e.g. the statue is not gold but golden. And a healthy
man is not said to be that from which he has come. The reason is
that though a thing comes both from its privation and from its
substratum, which we call its matter (e.g. what becomes healthy
is both a man and an invalid), it is said to come rather from its
privation (e.g. it is from an invalid rather than from a man that
a healthy subject is produced). And so the healthy subject is not
said to he an invalid, but to be a man, and the man is said to be
healthy. But as for the things whose privation is obscure and
nameless, e.g. in brass the privation of a particular shape or in
bricks and timber the privation of arrangement as a house, the
thing is thought to be produced from these materials, as in the
former case the healthy man is produced from an invalid. And so,
as there also a thing is not said to be that from which it comes,
here the statue is not said to be wood but is said by a verbal
change to be wooden, not brass but brazen, not gold but golden,
and the house is said to be not bricks but bricken (though we
should not say without qualification, if we looked at the matter
carefully, even that a statue is produced from wood or a house
from bricks, because coming to be implies change in that from
which a thing comes to be, and not permanence). It is for this
reason, then, that we use this way of speaking.
Part 8
Since anything which is produced is produced by something (and
this I call the starting-point of the production), and from
something (and let this be taken to be not the privation but the
matter; for the meaning we attach to this has already been
explained), and since something is produced (and this is either a
sphere or a circle or whatever else it may chance to be), just as
we do not make the substratum (the brass), so we do not make the
sphere, except incidentally, because the brazen sphere is a
sphere and we make the forme. For to make a 'this' is to make a
'this' out of the substratum in the full sense of the word. (I
mean that to make the brass round is not to make the round or the
sphere, but something else, i.e. to produce this form in
something different from itself. For if we make the form, we must
make it out of something else; for this was assumed. E.g. we make
a brazen sphere; and that in the sense that out of this, which is
brass, we make this other, which is a sphere.) If, then, we also
make the substratum itself, clearly we shall make it in the same
way, and the processes of making will regress to infinity.
Obviously then the form also, or whatever we ought to call the
shape present in the sensible thing, is not produced, nor is
there any production of it, nor is the essence produced; for this
is that which is made to be in something else either by art or by
nature or by some faculty. But that there is a brazen sphere,
this we make. For we make it out of brass and the sphere; we
bring the form into this particular matter, and the result is a
brazen sphere. But if the essence of sphere in general is to be
produced, something must be produced out of something. For the
product will always have to be divisible, and one part must be
this and another that; I mean the one must be matter and the
other form. If, then, a sphere is 'the figure whose circumference
is at all points equidistant from the centre', part of this will
be the medium in which the thing made will be, and part will be
in that medium, and the whole will be the thing produced, which
corresponds to the brazen sphere. It is obvious, then, from what
has been said, that that which is spoken of as form or substance
is not produced, but the concrete thing which gets its name from
this is produced, and that in everything which is generated
matter is present, and one part of the thing is matter and the
other form.
Is there, then, a sphere apart from the individual spheres or
a house apart from the bricks? Rather we may say that no 'this'
would ever have been coming to be, if this had been so, but that
the 'form' means the 'such', and is not a 'this'—a definite
thing; but the artist makes, or the father begets, a 'such' out
of a 'this'; and when it has been begotten, it is a 'this such'.
And the whole 'this', Callias or Socrates, is analogous to 'this
brazen sphere', but man and animal to 'brazen sphere' in general.
Obviously, then, the cause which consists of the Forms (taken in
the sense in which some maintain the existence of the Forms, i.e.
if they are something apart from the individuals) is useless, at
least with regard to comings-to-be and to substances; and the
Forms need not, for this reason at least, be self-subsistent
substances. In some cases indeed it is even obvious that the
begetter is of the same kind as the begotten (not, however, the
same nor one in number, but in form), i.e. in the case of natural
products (for man begets man), unless something happens contrary
to nature, e.g. the production of a mule by a horse. (And even
these cases are similar; for that which would be found to be
common to horse and ass, the genus next above them, has not
received a name, but it would doubtless be both in fact something
like a mule.) Obviously, therefore, it is quite unnecessary to
set up a Form as a pattern (for we should have looked for Forms
in these cases if in any; for these are substances if anything is
so); the begetter is adequate to the making of the product and to
the causing of the form in the matter. And when we have the
whole, such and such a form in this flesh and in these bones,
this is Callias or Socrates; and they are different in virtue of
their matter (for that is different), but the same in form; for
their form is indivisible.
Part 9
The question might be raised, why some things are produced
spontaneously as well as by art, e.g. health, while others are
not, e.g. a house. The reason is that in some cases the matter
which governs the production in the making and producing of any
work of art, and in which a part of the product is present,—some
matter is such as to be set in motion by itself and some is not
of this nature, and of the former kind some can move itself in
the particular way required, while other matter is incapable of
this; for many things can be set in motion by themselves but not
in some particular way, e.g. that of dancing. The things, then,
whose matter is of this sort, e.g. stones, cannot be moved in the
particular way required, except by something else, but in another
way they can move themselves—and so it is with fire. Therefore
some things will not exist apart from some one who has the art of
making them, while others will; for motion will be started by
these things which have not the art but can themselves be moved
by other things which have not the art or with a motion starting
from a part of the product.
And it is clear also from what has been said that in a sense
every product of art is produced from a thing which shares its
name (as natural products are produced), or from a part of itself
which shares its name (e.g. the house is produced from a house,
qua produced by reason; for the art of building is the form of
the house), or from something which contains a art of it,—if we
exclude things produced by accident; for the cause of the thing's
producing the product directly per se is a part of the product.
The heat in the movement caused heat in the body, and this is
either health, or a part of health, or is followed by a part of
health or by health itself. And so it is said to cause health,
because it causes that to which health attaches as a consequence.
Therefore, as in syllogisms, substance is the starting-point
of everything. It is from 'what a thing is' that syllogisms
start; and from it also we now find processes of production to
start.
Things which are formed by nature are in the same case as
these products of art. For the seed is productive in the same way
as the things that work by art; for it has the form potentially,
and that from which the seed comes has in a sense the same name
as the offspring only in a sense, for we must not expect parent
and offspring always to have exactly the same name, as in the
production of 'human being' from 'human' for a 'woman' also can
be produced by a 'man'—unless the offspring be an imperfect form;
which is the reason why the parent of a mule is not a mule. The
natural things which (like the artificial objects previously
considered) can be produced spontaneously are those whose matter
can be moved even by itself in the way in which the seed usually
moves it; those things which have not such matter cannot be
produced except from the parent animals themselves.
But not only regarding substance does our argument prove that
its form does not come to be, but the argument applies to all the
primary classes alike, i.e. quantity, quality, and the other
categories. For as the brazen sphere comes to be, but not the
sphere nor the brass, and so too in the case of brass itself, if
it comes to be, it is its concrete unity that comes to be (for
the matter and the form must always exist before), so is it both
in the case of substance and in that of quality and quantity and
the other categories likewise; for the quality does not come to
be, but the wood of that quality, and the quantity does not come
to be, but the wood or the animal of that size. But we may learn
from these instances a peculiarity of substance, that there must
exist beforehand in complete reality another substance which
produces it, e.g. an animal if an animal is produced; but it is
not necessary that a quality or quantity should pre-exist
otherwise than potentially.
Part 10
Since a definition is a formula, and every formula has parts,
and as the formula is to the thing, so is the part of the formula
to the part of the thing, the question is already being asked
whether the formula of the parts must be present in the formula
of the whole or not. For in some cases the formulae of the parts
are seen to be present, and in some not. The formula of the
circle does not include that of the segments, but that of the
syllable includes that of the letters; yet the circle is divided
into segments as the syllable is into letters.—And further if the
parts are prior to the whole, and the acute angle is a part of
the right angle and the finger a part of the animal, the acute
angle will be prior to the right angle and finger to the man. But
the latter are thought to be prior; for in formula the parts are
explained by reference to them, and in respect also of the power
of existing apart from each other the wholes are prior to the
parts.
Perhaps we should rather say that 'part' is used in several
senses. One of these is 'that which measures another thing in
respect of quantity'. But let this sense be set aside; let us
inquire about the parts of which substance consists. If then
matter is one thing, form another, the compound of these a third,
and both the matter and the form and the compound are substance
even the matter is in a sense called part of a thing, while in a
sense it is not, but only the elements of which the formula of
the form consists. E.g. of concavity flesh (for this is the
matter in which it is produced) is not a part, but of snubness it
is a part; and the bronze is a part of the concrete statue, but
not of the statue when this is spoken of in the sense of the form.
(For the form, or the thing as having form, should be said to be
the thing, but the material element by itself must never be said
to be so.) And so the formula of the circle does not include that
of the segments, but the formula of the syllable includes that of
the letters; for the letters are parts of the formula of the
form, and not matter, but the segments are parts in the sense of
matter on which the form supervenes; yet they are nearer the form
than the bronze is when roundness is produced in bronze. But in a
sense not even every kind of letter will be present in the
formula of the syllable, e.g. particular waxen letters or the
letters as movements in the air; for in these also we have
already something that is part of the syllable only in the sense
that it is its perceptible matter. For even if the line when
divided passes away into its halves, or the man into bones and
muscles and flesh, it does not follow that they are composed of
these as parts of their essence, but rather as matter; and these
are parts of the concrete thing, but not also of the form, i.e.
of that to which the formula refers; wherefore also they are not
present in the formulae. In one kind of formula, then, the
formula of such parts will be present, but in another it must not
be present, where the formula does not refer to the concrete
object. For it is for this reason that some things have as their
constituent principles parts into which they pass away, while
some have not. Those things which are the form and the matter
taken together, e.g. the snub, or the bronze circle, pass away
into these materials, and the matter is a part of them; but those
things which do not involve matter but are without matter, and
whose formulae are formulae of the form only, do not pass away,—either
not at all or at any rate not in this way. Therefore these
materials are principles and parts of the concrete things, while
of the form they are neither parts nor principles. And therefore
the clay statue is resolved into clay and the ball into bronze
and Callias into flesh and bones, and again the circle into its
segments; for there is a sense of 'circle' in which involves
matter. For 'circle' is used ambiguously, meaning both the
circle, unqualified, and the individual circle, because there is
no name peculiar to the individuals.
The truth has indeed now been stated, but still let us state
it yet more clearly, taking up the question again. The parts of
the formula, into which the formula is divided, are prior to it,
either all or some of them. The formula of the right angle,
however, does not include the formula of the acute, but the
formula of the acute includes that of the right angle; for he who
defines the acute uses the right angle; for the acute is 'less
than a right angle'. The circle and the semicircle also are in a
like relation; for the semicircle is defined by the circle; and
so is the finger by the whole body, for a finger is 'such and
such a part of a man'. Therefore the parts which are of the
nature of matter, and into which as its matter a thing is
divided, are posterior; but those which are of the nature of
parts of the formula, and of the substance according to its
formula, are prior, either all or some of them. And since the
soul of animals (for this is the substance of a living being) is
their substance according to the formula, i.e. the form and the
essence of a body of a certain kind (at least we shall define
each part, if we define it well, not without reference to its
function, and this cannot belong to it without perception), so
that the parts of soul are prior, either all or some of them, to
the concrete 'animal', and so too with each individual animal;
and the body and parts are posterior to this, the essential
substance, and it is not the substance but the concrete thing
that is divided into these parts as its matter:—this being so, to
the concrete thing these are in a sense prior, but in a sense
they are not. For they cannot even exist if severed from the
whole; for it is not a finger in any and every state that is the
finger of a living thing, but a dead finger is a finger only in
name. Some parts are neither prior nor posterior to the whole, i.e.
those which are dominant and in which the formula, i.e. the
essential substance, is immediately present, e.g. perhaps the
heart or the brain; for it does not matter in the least which of
the two has this quality. But man and horse and terms which are
thus applied to individuals, but universally, are not substance
but something composed of this particular formula and this
particular matter treated as universal; and as regards the
individual, Socrates already includes in him ultimate individual
matter; and similarly in all other cases. 'A part' may be a part
either of the form (i.e. of the essence), or of the compound of
the form and the matter, or of the matter itself. But only the
parts of the form are parts of the formula, and the formula is of
the universal; for 'being a circle' is the same as the circle,
and 'being a soul' the same as the soul. But when we come to the
concrete thing, e.g. this circle, i.e. one of the individual
circles, whether perceptible or intelligible (I mean by
intelligible circles the mathematical, and by perceptible circles
those of bronze and of wood),—of these there is no definition,
but they are known by the aid of intuitive thinking or of
perception; and when they pass out of this complete realization
it is not clear whether they exist or not; but they are always
stated and recognized by means of the universal formula. But
matter is unknowable in itself. And some matter is perceptible
and some intelligible, perceptible matter being for instance
bronze and wood and all matter that is changeable, and
intelligible matter being that which is present in perceptible
things not qua perceptible, i.e. the objects of mathematics.
We have stated, then, how matters stand with regard to whole
and part, and their priority and posteriority. But when any one
asks whether the right angle and the circle and the animal are
prior, or the things into which they are divided and of which
they consist, i.e. the parts, we must meet the inquiry by saying
that the question cannot be answered simply. For if even bare
soul is the animal or the living thing, or the soul of each
individual is the individual itself, and 'being a circle' is the
circle, and 'being a right angle' and the essence of the right
angle is the right angle, then the whole in one sense must be
called posterior to the art in one sense, i.e. to the parts
included in the formula and to the parts of the individual right
angle (for both the material right angle which is made of bronze,
and that which is formed by individual lines, are posterior to
their parts); while the immaterial right angle is posterior to
the parts included in the formula, but prior to those included in
the particular instance, and the question must not be answered
simply. If, however, the soul is something different and is not
identical with the animal, even so some parts must, as we have
maintained, be called prior and others must not.
Part 11
Another question is naturally raised, viz. what sort of parts
belong to the form and what sort not to the form, but to the
concrete thing. Yet if this is not plain it is not possible to
define any thing; for definition is of the universal and of the
form. If then it is not evident what sort of parts are of the
nature of matter and what sort are not, neither will the formula
of the thing be evident. In the case of things which are found to
occur in specifically different materials, as a circle may exist
in bronze or stone or wood, it seems plain that these, the bronze
or the stone, are no part of the essence of the circle, since it
is found apart from them. Of things which are not seen to exist
apart, there is no reason why the same may not be true, just as
if all circles that had ever been seen were of bronze; for none
the less the bronze would be no part of the form; but it is hard
to eliminate it in thought. E.g. the form of man is always found
in flesh and bones and parts of this kind; are these then also
parts of the form and the formula? No, they are matter; but
because man is not found also in other matters we are unable to
perform the abstraction.
Since this is thought to be possible, but it is not clear when
it is the case, some people already raise the question even in
the case of the circle and the triangle, thinking that it is not
right to define these by reference to lines and to the
continuous, but that all these are to the circle or the triangle
as flesh and bones are to man, and bronze or stone to the statue;
and they reduce all things to numbers, and they say the formula
of 'line' is that of 'two'. And of those who assert the Ideas
some make 'two' the line-itself, and others make it the Form of
the line; for in some cases they say the Form and that of which
it is the Form are the same, e.g. 'two' and the Form of two; but
in the case of 'line' they say this is no longer so.
It follows then that there is one Form for many things whose
form is evidently different (a conclusion which confronted the
Pythagoreans also); and it is possible to make one thing the Form-itself
of all, and to hold that the others are not Forms; but thus all
things will be one.
We have pointed out, then, that the question of definitions
contains some difficulty, and why this is so. And so to reduce
all things thus to Forms and to eliminate the matter is useless
labour; for some things surely are a particular form in a
particular matter, or particular things in a particular state.
And the comparison which Socrates the younger used to make in the
case of 'animal' is not sound; for it leads away from the truth,
and makes one suppose that man can possibly exist without his
parts, as the circle can without the bronze. But the case is not
similar; for an animal is something perceptible, and it is not
possible to define it without reference to movement—nor,
therefore, without reference to the parts' being in a certain
state. For it is not a hand in any and every state that is a part
of man, but only when it can fulfil its work, and therefore only
when it is alive; if it is not alive it is not a part.
Regarding the objects of mathematics, why are the formulae of
the parts not parts of the formulae of the wholes; e.g. why are
not the semicircles included in the formula of the circle? It
cannot be said, 'because these parts are perceptible things'; for
they are not. But perhaps this makes no difference; for even some
things which are not perceptible must have matter; indeed there
is some matter in everything which is not an essence and a bare
form but a 'this'. The semicircles, then, will not be parts of
the universal circle, but will be parts of the individual
circles, as has been said before; for while one kind of matter is
perceptible, there is another which is intelligible.
It is clear also that the soul is the primary substance and
the body is matter, and man or animal is the compound of both
taken universally; and 'Socrates' or 'Coriscus', if even the soul
of Socrates may be called Socrates, has two meanings (for some
mean by such a term the soul, and others mean the concrete thing),
but if 'Socrates' or 'Coriscus' means simply this particular soul
and this particular body, the individual is analogous to the
universal in its composition.
Whether there is, apart from the matter of such substances,
another kind of matter, and one should look for some substance
other than these, e.g. numbers or something of the sort, must be
considered later. For it is for the sake of this that we are
trying to determine the nature of perceptible substances as well,
since in a sense the inquiry about perceptible substances is the
work of physics, i.e. of second philosophy; for the physicist
must come to know not only about the matter, but also about the
substance expressed in the formula, and even more than about the
other. And in the case of definitions, how the elements in the
formula are parts of the definition, and why the definition is
one formula (for clearly the thing is one, but in virtue of what
is the thing one, although it has parts?),—this must be
considered later.
What the essence is and in what sense it is independent, has
been stated universally in a way which is true of every case, and
also why the formula of the essence of some things contains the
parts of the thing defined, while that of others does not. And we
have stated that in the formula of the substance the material
parts will not be present (for they are not even parts of the
substance in that sense, but of the concrete substance; but of
this there is in a sense a formula, and in a sense there is not;
for there is no formula of it with its matter, for this is
indefinite, but there is a formula of it with reference to its
primary substance—e.g. in the case of man the formula of the soul—,
for the substance is the indwelling form, from which and the
matter the so-called concrete substance is derived; e.g.
concavity is a form of this sort, for from this and the nose
arise 'snub nose' and 'snubness'); but in the concrete substance,
e.g. a snub nose or Callias, the matter also will be present. And
we have stated that the essence and the thing itself are in some
cases the same; ie. in the case of primary substances, e.g.
curvature and the essence of curvature if this is primary. (By a
'primary' substance I mean one which does not imply the presence
of something in something else, i.e. in something that underlies
it which acts as matter.) But things which are of the nature of
matter, or of wholes that include matter, are not the same as
their essences, nor are accidental unities like that of
'Socrates' and 'musical'; for these are the same only by accident.
Part 12
Now let us treat first of definition, in so far as we have not
treated of it in the Analytics; for the problem stated in them is
useful for our inquiries concerning substance. I mean this
problem:—wherein can consist the unity of that, the formula of
which we call a definition, as for instance, in the case of man,
'two-footed animal'; for let this be the formula of man. Why,
then, is this one, and not many, viz. 'animal' and 'two-footed'?
For in the case of 'man' and 'pale' there is a plurality when one
term does not belong to the other, but a unity when it does
belong and the subject, man, has a certain attribute; for then a
unity is produced and we have 'the pale man'. In the present
case, on the other hand, one does not share in the other; the
genus is not thought to share in its differentiae (for then the
same thing would share in contraries; for the differentiae by
which the genus is divided are contrary). And even if the genus
does share in them, the same argument applies, since the
differentiae present in man are many, e.g. endowed with feet, two-footed,
featherless. Why are these one and not many? Not because they are
present in one thing; for on this principle a unity can be made
out of all the attributes of a thing. But surely all the
attributes in the definition must be one; for the definition is a
single formula and a formula of substance, so that it must be a
formula of some one thing; for substance means a 'one' and a
'this', as we maintain.
We must first inquire about definitions reached by the method
of divisions. There is nothing in the definition except the first-named
and the differentiae. The other genera are the first genus and
along with this the differentiae that are taken with it, e.g. the
first may be 'animal', the next 'animal which is two-footed', and
again 'animal which is two-footed and featherless', and similarly
if the definition includes more terms. And in general it makes no
difference whether it includes many or few terms,—nor, therefore,
whether it includes few or simply two; and of the two the one is
differentia and the other genus; e.g. in 'two-footed animal'
'animal' is genus, and the other is differentia.
If then the genus absolutely does not exist apart from the
species-of-a-genus, or if it exists but exists as matter (for the
voice is genus and matter, but its differentiae make the species,
i.e. the letters, out of it), clearly the definition is the
formula which comprises the differentiae.
But it is also necessary that the division be by the
differentia of the diferentia; e.g. 'endowed with feet' is a
differentia of 'animal'; again the differentia of 'animal endowed
with feet' must be of it qua endowed with feet. Therefore we must
not say, if we are to speak rightly, that of that which is
endowed with feet one part has feathers and one is featherless (if
we do this we do it through incapacity); we must divide it only
into cloven-footed and not cloven; for these are differentiae in
the foot; cloven-footedness is a form of footedness. And the
process wants always to go on so till it reaches the species that
contain no differences. And then there will be as many kinds of
foot as there are differentiae, and the kinds of animals endowed
with feet will be equal in number to the differentiae. If then
this is so, clearly the last differentia will be the substance of
the thing and its definition, since it is not right to state the
same things more than once in our definitions; for it is
superfluous. And this does happen; for when we say 'animal
endowed with feet and two-footed' we have said nothing other than
'animal having feet, having two feet'; and if we divide this by
the proper division, we shall be saying the same thing more than
once—as many times as there are differentiae.
If then a differentia of a differentia be taken at each step,
one differentia—the last—will be the form and the substance; but
if we divide according to accidental qualities, e.g. if we were
to divide that which is endowed with feet into the white and the
black, there will be as many differentiae as there are cuts.
Therefore it is plain that the definition is the formula which
contains the differentiae, or, according to the right method, the
last of these. This would be evident, if we were to change the
order of such definitions, e.g. of that of man, saying 'animal
which is two-footed and endowed with feet'; for 'endowed with
feet' is superfluous when 'two-footed' has been said. But there
is no order in the substance; for how are we to think the one
element posterior and the other prior? Regarding the definitions,
then, which are reached by the method of divisions, let this
suffice as our first attempt at stating their nature.
Part 13
Let us return to the subject of our inquiry, which is
substance. As the substratum and the essence and the compound of
these are called substance, so also is the universal. About two
of these we have spoken; both about the essence and about the
substratum, of which we have said that it underlies in two
senses, either being a 'this'—which is the way in which an animal
underlies its attributes—or as the matter underlies the complete
reality. The universal also is thought by some to be in the
fullest sense a cause, and a principle; therefore let us attack
the discussion of this point also. For it seems impossible that
any universal term should be the name of a substance. For firstly
the substance of each thing is that which is peculiar to it,
which does not belong to anything else; but the universal is
common, since that is called universal which is such as to belong
to more than one thing. Of which individual then will this be the
substance? Either of all or of none; but it cannot be the
substance of all. And if it is to be the substance of one, this
one will be the others also; for things whose substance is one
and whose essence is one are themselves also one.
Further, substance means that which is not predicable of a
subject, but the universal is predicable of some subject always.
But perhaps the universal, while it cannot be substance in the
way in which the essence is so, can be present in this; e.g.
'animal' can be present in 'man' and 'horse'. Then clearly it is
a formula of the essence. And it makes no difference even if it
is not a formula of everything that is in the substance; for none
the less the universal will be the substance of something, as
'man' is the substance of the individual man in whom it is
present, so that the same result will follow once more; for the
universal, e.g. 'animal', will be the substance of that in which
it is present as something peculiar to it. And further it is
impossible and absurd that the 'this', i.e. the substance, if it
consists of parts, should not consist of substances nor of what
is a 'this', but of quality; for that which is not substance, i.e.
the quality, will then be prior to substance and to the 'this'.
Which is impossible; for neither in formula nor in time nor in
coming to be can the modifications be prior to the substance; for
then they will also be separable from it. Further, Socrates will
contain a substance present in a substance, so that this will be
the substance of two things. And in general it follows, if man
and such things are substance, that none of the elements in their
formulae is the substance of anything, nor does it exist apart
from the species or in anything else; I mean, for instance, that
no 'animal' exists apart from the particular kinds of animal, nor
does any other of the elements present in formulae exist apart.
If, then, we view the matter from these standpoints, it is
plain that no universal attribute is a substance, and this is
plain also from the fact that no common predicate indicates a
'this', but rather a 'such'. If not, many difficulties follow and
especially the 'third man'.
The conclusion is evident also from the following
consideration. A substance cannot consist of substances present
in it in complete reality; for things that are thus in complete
reality two are never in complete reality one, though if they are
potentially two, they can be one (e.g. the double line consists
of two halves—potentially; for the complete realization of the
halves divides them from one another); therefore if the substance
is one, it will not consist of substances present in it and
present in this way, which Democritus describes rightly; he says
one thing cannot be made out of two nor two out of one; for he
identifies substances with his indivisible magnitudes. It is
clear therefore that the same will hold good of number, if number
is a synthesis of units, as is said by some; for two is either
not one, or there is no unit present in it in complete reality.
But our result involves a difficulty. If no substance can consist
of universals because a universal indicates a 'such', not a
'this', and if no substance can be composed of substances
existing in complete reality, every substance would be
incomposite, so that there would not even be a formula of any
substance. But it is thought by all and was stated long ago that
it is either only, or primarily, substance that can defined; yet
now it seems that not even substance can. There cannot, then, be
a definition of anything; or in a sense there can be, and in a
sense there cannot. And what we are saying will be plainer from
what follows.
Part 14
It is clear also from these very facts what consequence
confronts those who say the Ideas are substances capable of
separate existence, and at the same time make the Form consist of
the genus and the differentiae. For if the Forms exist and
'animal' is present in 'man' and 'horse', it is either one and
the same in number, or different. (In formula it is clearly one;
for he who states the formula will go through the formula in
either case.) If then there is a 'man-in-himself' who is a 'this'
and exists apart, the parts also of which he consists, e.g.
'animal' and 'two-footed', must indicate 'thises', and be capable
of separate existence, and substances; therefore 'animal', as
well as 'man', must be of this sort.
Now (1) if the 'animal' in 'the horse' and in 'man' is one and
the same, as you are with yourself, (a) how will the one in
things that exist apart be one, and how will this 'animal' escape
being divided even from itself?
Further, (b) if it is to share in 'two-footed' and 'many-footed',
an impossible conclusion follows; for contrary attributes will
belong at the same time to it although it is one and a 'this'. If
it is not to share in them, what is the relation implied when one
says the animal is two-footed or possessed of feet? But perhaps
the two things are 'put together' and are 'in contact', or are
'mixed'. Yet all these expressions are absurd.
But (2) suppose the Form to be different in each species. Then
there will be practically an infinite number of things whose
substance is animal'; for it is not by accident that 'man' has
'animal' for one of its elements. Further, many things will be
'animal-itself'. For (i) the 'animal' in each species will be the
substance of the species; for it is after nothing else that the
species is called; if it were, that other would be an element in
'man', i.e. would be the genus of man. And further, (ii) all the
elements of which 'man' is composed will be Ideas. None of them,
then, will be the Idea of one thing and the substance of another;
this is impossible. The 'animal', then, present in each species
of animals will be animal-itself. Further, from what is this
'animal' in each species derived, and how will it be derived from
animal-itself? Or how can this 'animal', whose essence is simply
animality, exist apart from animal-itself?
Further, (3)in the case of sensible things both these
consequences and others still more absurd follow. If, then, these
consequences are impossible, clearly there are not Forms of
sensible things in the sense in which some maintain their
existence.
Part 15
Since substance is of two kinds, the concrete thing and the
formula (I mean that one kind of substance is the formula taken
with the matter, while another kind is the formula in its
generality), substances in the former sense are capable of
destruction (for they are capable also of generation), but there
is no destruction of the formula in the sense that it is ever in
course of being destroyed (for there is no generation of it
either; the being of house is not generated, but only the being
of this house), but without generation and destruction formulae
are and are not; for it has been shown that no one begets nor
makes these. For this reason, also, there is neither definition
of nor demonstration about sensible individual substances,
because they have matter whose nature is such that they are
capable both of being and of not being; for which reason all the
individual instances of them are destructible. If then
demonstration is of necessary truths and definition is a
scientific process, and if, just as knowledge cannot be sometimes
knowledge and sometimes ignorance, but the state which varies
thus is opinion, so too demonstration and definition cannot vary
thus, but it is opinion that deals with that which can be
otherwise than as it is, clearly there can neither be definition
of nor demonstration about sensible individuals. For perishing
things are obscure to those who have the relevant knowledge, when
they have passed from our perception; and though the formulae
remain in the soul unchanged, there will no longer be either
definition or demonstration. And so when one of the definition-mongers
defines any individual, he must recognize that his definition may
always be overthrown; for it is not possible to define such
things.
Nor is it possible to define any Idea. For the Idea is, as its
supporters say, an individual, and can exist apart; and the
formula must consist of words; and he who defines must not invent
a word (for it would be unknown), but the established words are
common to all the members of a class; these then must apply to
something besides the thing defined; e.g. if one were defining
you, he would say 'an animal which is lean' or 'pale', or
something else which will apply also to some one other than you.
If any one were to say that perhaps all the attributes taken
apart may belong to many subjects, but together they belong only
to this one, we must reply first that they belong also to both
the elements; e.g. 'two-footed animal' belongs to animal and to
the two-footed. (And in the case of eternal entities this is even
necessary, since the elements are prior to and parts of the
compound; nay more, they can also exist apart, if 'man' can exist
apart. For either neither or both can. If, then, neither can, the
genus will not exist apart from the various species; but if it
does, the differentia will also.) Secondly, we must reply that
'animal' and 'two-footed' are prior in being to 'two-footed
animal'; and things which are prior to others are not destroyed
when the others are.
Again, if the Ideas consist of Ideas (as they must, since
elements are simpler than the compound), it will be further
necessary that the elements also of which the Idea consists, e.g.
'animal' and 'two-footed', should be predicated of many subjects.
If not, how will they come to be known? For there will then be an
Idea which cannot be predicated of more subjects than one. But
this is not thought possible—every Idea is thought to be capable
of being shared.
As has been said, then, the impossibility of defining
individuals escapes notice in the case of eternal things,
especially those which are unique, like the sun or the moon. For
people err not only by adding attributes whose removal the sun
would survive, e.g. 'going round the earth' or 'night-hidden' (for
from their view it follows that if it stands still or is visible,
it will no longer be the sun; but it is strange if this is so;
for 'the sun' means a certain substance); but also by the mention
of attributes which can belong to another subject; e.g. if
another thing with the stated attributes comes into existence,
clearly it will be a sun; the formula therefore is general. But
the sun was supposed to be an individual, like Cleon or Socrates.
After all, why does not one of the supporters of the Ideas
produce a definition of an Idea? It would become clear, if they
tried, that what has now been said is true.
Part 16
Evidently even of the things that are thought to be
substances, most are only potencies,—both the parts of animals (for
none of them exists separately; and when they are separated, then
too they exist, all of them, merely as matter) and earth and fire
and air; for none of them is a unity, but as it were a mere heap,
till they are worked up and some unity is made out of them. One
might most readily suppose the parts of living things and the
parts of the soul nearly related to them to turn out to be both,
i.e. existent in complete reality as well as in potency, because
they have sources of movement in something in their joints; for
which reason some animals live when divided. Yet all the parts
must exist only potentially, when they are one and continuous by
nature,—not by force or by growing into one, for such a
phenomenon is an abnormality.
Since the term 'unity' is used like the term 'being', and the
substance of that which is one is one, and things whose substance
is numerically one are numerically one, evidently neither unity
nor being can be the substance of things, just as being an
element or a principle cannot be the substance, but we ask what,
then, the principle is, that we may reduce the thing to something
more knowable. Now of these concepts 'being' and 'unity' are more
substantial than 'principle' or 'element' or 'cause', but not
even the former are substance, since in general nothing that is
common is substance; for substance does not belong to anything
but to itself and to that which has it, of which it is the
substance. Further, that which is one cannot be in many places at
the same time, but that which is common is present in many places
at the same time; so that clearly no universal exists apart from
its individuals.
But those who say the Forms exist, in one respect are right,
in giving the Forms separate existence, if they are substances;
but in another respect they are not right, because they say the
one over many is a Form. The reason for their doing this is that
they cannot declare what are the substances of this sort, the
imperishable substances which exist apart from the individual and
sensible substances. They make them, then, the same in kind as
the perishable things (for this kind of substance we know)—'man-himself'
and 'horse-itself', adding to the sensible things the word
'itself'. Yet even if we had not seen the stars, none the less, I
suppose, would they have been eternal substances apart from those
which we knew; so that now also if we do not know what non-sensible
substances there are, yet it is doubtless necessary that there
should he some.—Clearly, then, no universal term is the name of a
substance, and no substance is composed of substances.
Part 17
Let us state what, i.e. what kind of thing, substance should
be said to be, taking once more another starting-point; for
perhaps from this we shall get a clear view also of that
substance which exists apart from sensible substances. Since,
then, substance is a principle and a cause, let us pursue it from
this starting-point. The 'why' is always sought in this form—'why
does one thing attach to some other?' For to inquire why the
musical man is a musical man, is either to inquire—as we have
said why the man is musical, or it is something else. Now 'why a
thing is itself' is a meaningless inquiry (for (to give meaning
to the question 'why') the fact or the existence of the thing
must already be evident—e.g. that the moon is eclipsed—but the
fact that a thing is itself is the single reason and the single
cause to be given in answer to all such questions as why the man
is man, or the musician musical', unless one were to answer
'because each thing is inseparable from itself, and its being one
just meant this'; this, however, is common to all things and is a
short and easy way with the question). But we can inquire why man
is an animal of such and such a nature. This, then, is plain,
that we are not inquiring why he who is a man is a man. We are
inquiring, then, why something is predicable of something (that
it is predicable must be clear; for if not, the inquiry is an
inquiry into nothing). E.g. why does it thunder? This is the same
as 'why is sound produced in the clouds?' Thus the inquiry is
about the predication of one thing of another. And why are these
things, i.e. bricks and stones, a house? Plainly we are seeking
the cause. And this is the essence (to speak abstractly), which
in some cases is the end, e.g. perhaps in the case of a house or
a bed, and in some cases is the first mover; for this also is a
cause. But while the efficient cause is sought in the case of
genesis and destruction, the final cause is sought in the case of
being also.
The object of the inquiry is most easily overlooked where one
term is not expressly predicated of another (e.g. when we inquire
'what man is'), because we do not distinguish and do not say
definitely that certain elements make up a certain whole. But we
must articulate our meaning before we begin to inquire; if not,
the inquiry is on the border-line between being a search for
something and a search for nothing. Since we must have the
existence of the thing as something given, clearly the question
is why the matter is some definite thing; e.g. why are these
materials a house? Because that which was the essence of a house
is present. And why is this individual thing, or this body having
this form, a man? Therefore what we seek is the cause, i.e. the
form, by reason of which the matter is some definite thing; and
this is the substance of the thing. Evidently, then, in the case
of simple terms no inquiry nor teaching is possible; our attitude
towards such things is other than that of inquiry.
Since that which is compounded out of something so that the
whole is one, not like a heap but like a syllable—now the
syllable is not its elements, ba is not the same as b and a, nor
is flesh fire and earth (for when these are separated the wholes,
i.e. the flesh and the syllable, no longer exist, but the
elements of the syllable exist, and so do fire and earth); the
syllable, then, is something—not only its elements (the vowel and
the consonant) but also something else, and the flesh is not only
fire and earth or the hot and the cold, but also something else:—if,
then, that something must itself be either an element or composed
of elements, (1) if it is an element the same argument will again
apply; for flesh will consist of this and fire and earth and
something still further, so that the process will go on to
infinity. But (2) if it is a compound, clearly it will be a
compound not of one but of more than one (or else that one will
be the thing itself), so that again in this case we can use the
same argument as in the case of flesh or of the syllable. But it
would seem that this 'other' is something, and not an element,
and that it is the cause which makes this thing flesh and that a
syllable. And similarly in all other cases. And this is the
substance of each thing (for this is the primary cause of its
being); and since, while some things are not substances, as many
as are substances are formed in accordance with a nature of their
own and by a process of nature, their substance would seem to be
this kind of 'nature', which is not an element but a principle.
An element, on the other hand, is that into which a thing is
divided and which is present in it as matter; e.g. a and b are
the elements of the syllable.