Part 1
ALL men by nature desire to know. An indication of this is the
delight we take in our senses; for even apart from their
usefulness they are loved for themselves; and above all others
the sense of sight. For not only with a view to action, but even
when we are not going to do anything, we prefer seeing (one might
say) to everything else. The reason is that this, most of all the
senses, makes us know and brings to light many differences
between things.
By nature animals are born with the faculty of sensation, and
from sensation memory is produced in some of them, though not in
others. And therefore the former are more intelligent and apt at
learning than those which cannot remember; those which are
incapable of hearing sounds are intelligent though they cannot be
taught, e.g. the bee, and any other race of animals that may be
like it; and those which besides memory have this sense of
hearing can be taught.
The animals other than man live by appearances and memories,
and have but little of connected experience; but the human race
lives also by art and reasonings. Now from memory experience is
produced in men; for the several memories of the same thing
produce finally the capacity for a single experience. And
experience seems pretty much like science and art, but really
science and art come to men through experience; for 'experience
made art', as Polus says, 'but inexperience luck.' Now art arises
when from many notions gained by experience one universal
judgement about a class of objects is produced. For to have a
judgement that when Callias was ill of this disease this did him
good, and similarly in the case of Socrates and in many
individual cases, is a matter of experience; but to judge that it
has done good to all persons of a certain constitution, marked
off in one class, when they were ill of this disease, e.g. to
phlegmatic or bilious people when burning with fevers—this is a
matter of art.
With a view to action experience seems in no respect inferior
to art, and men of experience succeed even better than those who
have theory without experience. (The reason is that experience is
knowledge of individuals, art of universals, and actions and
productions are all concerned with the individual; for the
physician does not cure man, except in an incidental way, but
Callias or Socrates or some other called by some such individual
name, who happens to be a man. If, then, a man has the theory
without the experience, and recognizes the universal but does not
know the individual included in this, he will often fail to cure;
for it is the individual that is to be cured.) But yet we think
that knowledge and understanding belong to art rather than to
experience, and we suppose artists to be wiser than men of
experience (which implies that Wisdom depends in all cases rather
on knowledge); and this because the former know the cause, but
the latter do not. For men of experience know that the thing is
so, but do not know why, while the others know the 'why' and the
cause. Hence we think also that the masterworkers in each craft
are more honourable and know in a truer sense and are wiser than
the manual workers, because they know the causes of the things
that are done (we think the manual workers are like certain
lifeless things which act indeed, but act without knowing what
they do, as fire burns,—but while the lifeless things perform
each of their functions by a natural tendency, the labourers
perform them through habit); thus we view them as being wiser not
in virtue of being able to act, but of having the theory for
themselves and knowing the causes. And in general it is a sign of
the man who knows and of the man who does not know, that the
former can teach, and therefore we think art more truly knowledge
than experience is; for artists can teach, and men of mere
experience cannot.
Again, we do not regard any of the senses as Wisdom; yet
surely these give the most authoritative knowledge of particulars.
But they do not tell us the 'why' of anything—e.g. why fire is
hot; they only say that it is hot.
At first he who invented any art whatever that went beyond the
common perceptions of man was naturally admired by men, not only
because there was something useful in the inventions, but because
he was thought wise and superior to the rest. But as more arts
were invented, and some were directed to the necessities of life,
others to recreation, the inventors of the latter were naturally
always regarded as wiser than the inventors of the former,
because their branches of knowledge did not aim at utility. Hence
when all such inventions were already established, the sciences
which do not aim at giving pleasure or at the necessities of life
were discovered, and first in the places where men first began to
have leisure. This is why the mathematical arts were founded in
Egypt; for there the priestly caste was allowed to be at leisure.
We have said in the Ethics what the difference is between art
and science and the other kindred faculties; but the point of our
present discussion is this, that all men suppose what is called
Wisdom to deal with the first causes and the principles of
things; so that, as has been said before, the man of experience
is thought to be wiser than the possessors of any sense-perception
whatever, the artist wiser than the men of experience, the
masterworker than the mechanic, and the theoretical kinds of
knowledge to be more of the nature of Wisdom than the productive.
Clearly then Wisdom is knowledge about certain principles and
causes.
Part 2
Since we are seeking this knowledge, we must inquire of what
kind are the causes and the principles, the knowledge of which is
Wisdom. If one were to take the notions we have about the wise
man, this might perhaps make the answer more evident. We suppose
first, then, that the wise man knows all things, as far as
possible, although he has not knowledge of each of them in
detail; secondly, that he who can learn things that are
difficult, and not easy for man to know, is wise (sense-perception
is common to all, and therefore easy and no mark of Wisdom);
again, that he who is more exact and more capable of teaching the
causes is wiser, in every branch of knowledge; and that of the
sciences, also, that which is desirable on its own account and
for the sake of knowing it is more of the nature of Wisdom than
that which is desirable on account of its results, and the
superior science is more of the nature of Wisdom than the
ancillary; for the wise man must not be ordered but must order,
and he must not obey another, but the less wise must obey him.
Such and so many are the notions, then, which we have about
Wisdom and the wise. Now of these characteristics that of knowing
all things must belong to him who has in the highest degree
universal knowledge; for he knows in a sense all the instances
that fall under the universal. And these things, the most
universal, are on the whole the hardest for men to know; for they
are farthest from the senses. And the most exact of the sciences
are those which deal most with first principles; for those which
involve fewer principles are more exact than those which involve
additional principles, e.g. arithmetic than geometry. But the
science which investigates causes is also instructive, in a
higher degree, for the people who instruct us are those who tell
the causes of each thing. And understanding and knowledge pursued
for their own sake are found most in the knowledge of that which
is most knowable (for he who chooses to know for the sake of
knowing will choose most readily that which is most truly
knowledge, and such is the knowledge of that which is most
knowable); and the first principles and the causes are most
knowable; for by reason of these, and from these, all other
things come to be known, and not these by means of the things
subordinate to them. And the science which knows to what end each
thing must be done is the most authoritative of the sciences, and
more authoritative than any ancillary science; and this end is
the good of that thing, and in general the supreme good in the
whole of nature. Judged by all the tests we have mentioned, then,
the name in question falls to the same science; this must be a
science that investigates the first principles and causes; for
the good, i.e. the end, is one of the causes.
That it is not a science of production is clear even from the
history of the earliest philosophers. For it is owing to their
wonder that men both now begin and at first began to
philosophize; they wondered originally at the obvious
difficulties, then advanced little by little and stated
difficulties about the greater matters, e.g. about the phenomena
of the moon and those of the sun and of the stars, and about the
genesis of the universe. And a man who is puzzled and wonders
thinks himself ignorant (whence even the lover of myth is in a
sense a lover of Wisdom, for the myth is composed of wonders);
therefore since they philosophized order to escape from
ignorance, evidently they were pursuing science in order to know,
and not for any utilitarian end. And this is confirmed by the
facts; for it was when almost all the necessities of life and the
things that make for comfort and recreation had been secured,
that such knowledge began to be sought. Evidently then we do not
seek it for the sake of any other advantage; but as the man is
free, we say, who exists for his own sake and not for another's,
so we pursue this as the only free science, for it alone exists
for its own sake.
Hence also the possession of it might be justly regarded as
beyond human power; for in many ways human nature is in bondage,
so that according to Simonides 'God alone can have this
privilege', and it is unfitting that man should not be content to
seek the knowledge that is suited to him. If, then, there is
something in what the poets say, and jealousy is natural to the
divine power, it would probably occur in this case above all, and
all who excelled in this knowledge would be unfortunate. But the
divine power cannot be jealous (nay, according to the proverb,
'bards tell a lie'), nor should any other science be thought more
honourable than one of this sort. For the most divine science is
also most honourable; and this science alone must be, in two
ways, most divine. For the science which it would be most meet
for God to have is a divine science, and so is any science that
deals with divine objects; and this science alone has both these
qualities; for (1) God is thought to be among the causes of all
things and to be a first principle, and (2) such a science either
God alone can have, or God above all others. All the sciences,
indeed, are more necessary than this, but none is better.
Yet the acquisition of it must in a sense end in something
which is the opposite of our original inquiries. For all men
begin, as we said, by wondering that things are as they are, as
they do about self-moving marionettes, or about the solstices or
the incommensurability of the diagonal of a square with the side;
for it seems wonderful to all who have not yet seen the reason,
that there is a thing which cannot be measured even by the
smallest unit. But we must end in the contrary and, according to
the proverb, the better state, as is the case in these instances
too when men learn the cause; for there is nothing which would
surprise a geometer so much as if the diagonal turned out to be
commensurable.
We have stated, then, what is the nature of the science we are
searching for, and what is the mark which our search and our
whole investigation must reach.
Part 3
Evidently we have to acquire knowledge of the original causes
(for we say we know each thing only when we think we recognize
its first cause), and causes are spoken of in four senses. In one
of these we mean the substance, i.e. the essence (for the 'why'
is reducible finally to the definition, and the ultimate 'why' is
a cause and principle); in another the matter or substratum, in a
third the source of the change, and in a fourth the cause opposed
to this, the purpose and the good (for this is the end of all
generation and change). We have studied these causes sufficiently
in our work on nature, but yet let us call to our aid those who
have attacked the investigation of being and philosophized about
reality before us. For obviously they too speak of certain
principles and causes; to go over their views, then, will be of
profit to the present inquiry, for we shall either find another
kind of cause, or be more convinced of the correctness of those
which we now maintain.
Of the first philosophers, then, most thought the principles
which were of the nature of matter were the only principles of
all things. That of which all things that are consist, the first
from which they come to be, the last into which they are resolved
(the substance remaining, but changing in its modifications),
this they say is the element and this the principle of things,
and therefore they think nothing is either generated or
destroyed, since this sort of entity is always conserved, as we
say Socrates neither comes to be absolutely when he comes to be
beautiful or musical, nor ceases to be when loses these
characteristics, because the substratum, Socrates himself remains.
just so they say nothing else comes to be or ceases to be; for
there must be some entity—either one or more than one—from which
all other things come to be, it being conserved.
Yet they do not all agree as to the number and the nature of
these principles. Thales, the founder of this type of philosophy,
says the principle is water (for which reason he declared that
the earth rests on water), getting the notion perhaps from seeing
that the nutriment of all things is moist, and that heat itself
is generated from the moist and kept alive by it (and that from
which they come to be is a principle of all things). He got his
notion from this fact, and from the fact that the seeds of all
things have a moist nature, and that water is the origin of the
nature of moist things.
Some think that even the ancients who lived long before the
present generation, and first framed accounts of the gods, had a
similar view of nature; for they made Ocean and Tethys the
parents of creation, and described the oath of the gods as being
by water, to which they give the name of Styx; for what is oldest
is most honourable, and the most honourable thing is that by
which one swears. It may perhaps be uncertain whether this
opinion about nature is primitive and ancient, but Thales at any
rate is said to have declared himself thus about the first cause.
Hippo no one would think fit to include among these thinkers,
because of the paltriness of his thought.
Anaximenes and Diogenes make air prior to water, and the most
primary of the simple bodies, while Hippasus of Metapontium and
Heraclitus of Ephesus say this of fire, and Empedocles says it of
the four elements (adding a fourth—earth—to those which have been
named); for these, he says, always remain and do not come to be,
except that they come to be more or fewer, being aggregated into
one and segregated out of one.
Anaxagoras of Clazomenae, who, though older than Empedocles,
was later in his philosophical activity, says the principles are
infinite in number; for he says almost all the things that are
made of parts like themselves, in the manner of water or fire,
are generated and destroyed in this way, only by aggregation and
segregation, and are not in any other sense generated or
destroyed, but remain eternally.
From these facts one might think that the only cause is the so-called
material cause; but as men thus advanced, the very facts opened
the way for them and joined in forcing them to investigate the
subject. However true it may be that all generation and
destruction proceed from some one or (for that matter) from more
elements, why does this happen and what is the cause? For at
least the substratum itself does not make itself change; e.g.
neither the wood nor the bronze causes the change of either of
them, nor does the wood manufacture a bed and the bronze a
statue, but something else is the cause of the change. And to
seek this is to seek the second cause, as we should say,—that
from which comes the beginning of the movement. Now those who at
the very beginning set themselves to this kind of inquiry, and
said the substratum was one, were not at all dissatisfied with
themselves; but some at least of those who maintain it to be one—as
though defeated by this search for the second cause—say the one
and nature as a whole is unchangeable not only in respect of
generation and destruction (for this is a primitive belief, and
all agreed in it), but also of all other change; and this view is
peculiar to them. Of those who said the universe was one, then
none succeeded in discovering a cause of this sort, except
perhaps Parmenides, and he only inasmuch as he supposes that
there is not only one but also in some sense two causes. But for
those who make more elements it is more possible to state the
second cause, e.g. for those who make hot and cold, or fire and
earth, the elements; for they treat fire as having a nature which
fits it to move things, and water and earth and such things they
treat in the contrary way.
When these men and the principles of this kind had had their
day, as the latter were found inadequate to generate the nature
of things men were again forced by the truth itself, as we said,
to inquire into the next kind of cause. For it is not likely
either that fire or earth or any such element should be the
reason why things manifest goodness and, beauty both in their
being and in their coming to be, or that those thinkers should
have supposed it was; nor again could it be right to entrust so
great a matter to spontaneity and chance. When one man said,
then, that reason was present—as in animals, so throughout nature—as
the cause of order and of all arrangement, he seemed like a sober
man in contrast with the random talk of his predecessors. We know
that Anaxagoras certainly adopted these views, but Hermotimus of
Clazomenae is credited with expressing them earlier. Those who
thought thus stated that there is a principle of things which is
at the same time the cause of beauty, and that sort of cause from
which things acquire movement.
Part 4
One might suspect that Hesiod was the first to look for such a
thing—or some one else who put love or desire among existing
things as a principle, as Parmenides, too, does; for he, in
constructing the genesis of the universe, says:—
Love first of all the Gods she planned.
And Hesiod says:—
First of all things was chaos made, and then
Broad-breasted earth...
And love, 'mid all the gods pre-eminent,
which implies that among existing things there must be from
the first a cause which will move things and bring them together.
How these thinkers should be arranged with regard to priority of
discovery let us be allowed to decide later; but since the
contraries of the various forms of good were also perceived to be
present in nature—not only order and the beautiful, but also
disorder and the ugly, and bad things in greater number than
good, and ignoble things than beautiful—therefore another thinker
introduced friendship and strife, each of the two the cause of
one of these two sets of qualities. For if we were to follow out
the view of Empedocles, and interpret it according to its meaning
and not to its lisping expression, we should find that friendship
is the cause of good things, and strife of bad. Therefore, if we
said that Empedocles in a sense both mentions, and is the first
to mention, the bad and the good as principles, we should perhaps
be right, since the cause of all goods is the good itself.
These thinkers, as we say, evidently grasped, and to this
extent, two of the causes which we distinguished in our work on
nature—the matter and the source of the movement—vaguely,
however, and with no clearness, but as untrained men behave in
fights; for they go round their opponents and often strike fine
blows, but they do not fight on scientific principles, and so too
these thinkers do not seem to know what they say; for it is
evident that, as a rule, they make no use of their causes except
to a small extent. For Anaxagoras uses reason as a deus ex
machina for the making of the world, and when he is at a loss to
tell from what cause something necessarily is, then he drags
reason in, but in all other cases ascribes events to anything
rather than to reason. And Empedocles, though he uses the causes
to a greater extent than this, neither does so sufficiently nor
attains consistency in their use. At least, in many cases he
makes love segregate things, and strife aggregate them. For
whenever the universe is dissolved into its elements by strife,
fire is aggregated into one, and so is each of the other
elements; but whenever again under the influence of love they
come together into one, the parts must again be segregated out of
each element.
Empedocles, then, in contrast with his precessors, was the
first to introduce the dividing of this cause, not positing one
source of movement, but different and contrary sources. Again, he
was the first to speak of four material elements; yet he does not
use four, but treats them as two only; he treats fire by itself,
and its opposite—earth, air, and water—as one kind of thing. We
may learn this by study of his verses.
This philosopher then, as we say, has spoken of the principles
in this way, and made them of this number. Leucippus and his
associate Democritus say that the full and the empty are the
elements, calling the one being and the other non-being—the full
and solid being being, the empty non-being (whence they say being
no more is than non-being, because the solid no more is than the
empty); and they make these the material causes of things. And as
those who make the underlying substance one generate all other
things by its modifications, supposing the rare and the dense to
be the sources of the modifications, in the same way these
philosophers say the differences in the elements are the causes
of all other qualities. These differences, they say, are three-shape
and order and position. For they say the real is differentiated
only by 'rhythm and 'inter-contact' and 'turning'; and of these
rhythm is shape, inter-contact is order, and turning is position;
for A differs from N in shape, AN from NA in order, M from W in
position. The question of movement—whence or how it is to belong
to things—these thinkers, like the others, lazily neglected.
Regarding the two causes, then, as we say, the inquiry seems
to have been pushed thus far by the early philosophers.
Part 5
Contemporaneously with these philosophers and before them, the
so-called Pythagoreans, who were the first to take up
mathematics, not only advanced this study, but also having been
brought up in it they thought its principles were the principles
of all things. Since of these principles numbers are by nature
the first, and in numbers they seemed to see many resemblances to
the things that exist and come into being—more than in fire and
earth and water (such and such a modification of numbers being
justice, another being soul and reason, another being opportunity—and
similarly almost all other things being numerically expressible);
since, again, they saw that the modifications and the ratios of
the musical scales were expressible in numbers;—since, then, all
other things seemed in their whole nature to be modelled on
numbers, and numbers seemed to be the first things in the whole
of nature, they supposed the elements of numbers to be the
elements of all things, and the whole heaven to be a musical
scale and a number. And all the properties of numbers and scales
which they could show to agree with the attributes and parts and
the whole arrangement of the heavens, they collected and fitted
into their scheme; and if there was a gap anywhere, they readily
made additions so as to make their whole theory coherent. E.g. as
the number 10 is thought to be perfect and to comprise the whole
nature of numbers, they say that the bodies which move through
the heavens are ten, but as the visible bodies are only nine, to
meet this they invent a tenth—the 'counter-earth'. We have
discussed these matters more exactly elsewhere.
But the object of our review is that we may learn from these
philosophers also what they suppose to be the principles and how
these fall under the causes we have named. Evidently, then, these
thinkers also consider that number is the principle both as
matter for things and as forming both their modifications and
their permanent states, and hold that the elements of number are
the even and the odd, and that of these the latter is limited,
and the former unlimited; and that the One proceeds from both of
these (for it is both even and odd), and number from the One; and
that the whole heaven, as has been said, is numbers.
Other members of this same school say there are ten
principles, which they arrange in two columns of cognates—limit
and unlimited, odd and even, one and plurality, right and left,
male and female, resting and moving, straight and curved, light
and darkness, good and bad, square and oblong. In this way
Alcmaeon of Croton seems also to have conceived the matter, and
either he got this view from them or they got it from him; for he
expressed himself similarly to them. For he says most human
affairs go in pairs, meaning not definite contrarieties such as
the Pythagoreans speak of, but any chance contrarieties, e.g.
white and black, sweet and bitter, good and bad, great and small.
He threw out indefinite suggestions about the other
contrarieties, but the Pythagoreans declared both how many and
which their contraricties are.
From both these schools, then, we can learn this much, that
the contraries are the principles of things; and how many these
principles are and which they are, we can learn from one of the
two schools. But how these principles can be brought together
under the causes we have named has not been clearly and
articulately stated by them; they seem, however, to range the
elements under the head of matter; for out of these as immanent
parts they say substance is composed and moulded.
From these facts we may sufficiently perceive the meaning of
the ancients who said the elements of nature were more than one;
but there are some who spoke of the universe as if it were one
entity, though they were not all alike either in the excellence
of their statement or in its conformity to the facts of nature.
The discussion of them is in no way appropriate to our present
investigation of causes, for. they do not, like some of the
natural philosophers, assume being to be one and yet generate it
out of the one as out of matter, but they speak in another way;
those others add change, since they generate the universe, but
these thinkers say the universe is unchangeable. Yet this much is
germane to the present inquiry: Parmenides seems to fasten on
that which is one in definition, Melissus on that which is one in
matter, for which reason the former says that it is limited, the
latter that it is unlimited; while Xenophanes, the first of these
partisans of the One (for Parmenides is said to have been his
pupil), gave no clear statement, nor does he seem to have grasped
the nature of either of these causes, but with reference to the
whole material universe he says the One is God. Now these
thinkers, as we said, must be neglected for the purposes of the
present inquiry—two of them entirely, as being a little too
naive, viz. Xenophanes and Melissus; but Parmenides seems in
places to speak with more insight. For, claiming that, besides
the existent, nothing non-existent exists, he thinks that of
necessity one thing exists, viz. the existent and nothing else (on
this we have spoken more clearly in our work on nature), but
being forced to follow the observed facts, and supposing the
existence of that which is one in definition, but more than one
according to our sensations, he now posits two causes and two
principles, calling them hot and cold, i.e. fire and earth; and
of these he ranges the hot with the existent, and the other with
the non-existent.
From what has been said, then, and from the wise men who have
now sat in council with us, we have got thus much—on the one hand
from the earliest philosophers, who regard the first principle as
corporeal (for water and fire and such things are bodies), and of
whom some suppose that there is one corporeal principle, others
that there are more than one, but both put these under the head
of matter; and on the other hand from some who posit both this
cause and besides this the source of movement, which we have got
from some as single and from others as twofold.
Down to the Italian school, then, and apart from it,
philosophers have treated these subjects rather obscurely, except
that, as we said, they have in fact used two kinds of cause, and
one of these—the source of movement—some treat as one and others
as two. But the Pythagoreans have said in the same way that there
are two principles, but added this much, which is peculiar to
them, that they thought that finitude and infinity were not
attributes of certain other things, e.g. of fire or earth or
anything else of this kind, but that infinity itself and unity
itself were the substance of the things of which they are
predicated. This is why number was the substance of all things.
On this subject, then, they expressed themselves thus; and
regarding the question of essence they began to make statements
and definitions, but treated the matter too simply. For they both
defined superficially and thought that the first subject of which
a given definition was predicable was the substance of the thing
defined, as if one supposed that 'double' and '2' were the same,
because 2 is the first thing of which 'double' is predicable. But
surely to be double and to be 2 are not the same; if they are,
one thing will be many—a consequence which they actually drew.
From the earlier philosophers, then, and from their successors we
can learn thus much.
Part 6
After the systems we have named came the philosophy of Plato,
which in most respects followed these thinkers, but had
pecullarities that distinguished it from the philosophy of the
Italians. For, having in his youth first become familiar with
Cratylus and with the Heraclitean doctrines (that all sensible
things are ever in a state of flux and there is no knowledge
about them), these views he held even in later years. Socrates,
however, was busying himself about ethical matters and neglecting
the world of nature as a whole but seeking the universal in these
ethical matters, and fixed thought for the first time on
definitions; Plato accepted his teaching, but held that the
problem applied not to sensible things but to entities of another
kind—for this reason, that the common definition could not be a
definition of any sensible thing, as they were always changing.
Things of this other sort, then, he called Ideas, and sensible
things, he said, were all named after these, and in virtue of a
relation to these; for the many existed by participation in the
Ideas that have the same name as they. Only the name
'participation' was new; for the Pythagoreans say that things
exist by 'imitation' of numbers, and Plato says they exist by
participation, changing the name. But what the participation or
the imitation of the Forms could be they left an open question.
Further, besides sensible things and Forms he says there are
the objects of mathematics, which occupy an intermediate
position, differing from sensible things in being eternal and
unchangeable, from Forms in that there are many alike, while the
Form itself is in each case unique.
Since the Forms were the causes of all other things, he
thought their elements were the elements of all things. As
matter, the great and the small were principles; as essential
reality, the One; for from the great and the small, by
participation in the One, come the Numbers.
But he agreed with the Pythagoreans in saying that the One is
substance and not a predicate of something else; and in saying
that the Numbers are the causes of the reality of other things he
agreed with them; but positing a dyad and constructing the
infinite out of great and small, instead of treating the infinite
as one, is peculiar to him; and so is his view that the Numbers
exist apart from sensible things, while they say that the things
themselves are Numbers, and do not place the objects of
mathematics between Forms and sensible things. His divergence
from the Pythagoreans in making the One and the Numbers separate
from things, and his introduction of the Forms, were due to his
inquiries in the region of definitions (for the earlier thinkers
had no tincture of dialectic), and his making the other entity
besides the One a dyad was due to the belief that the numbers,
except those which were prime, could be neatly produced out of
the dyad as out of some plastic material. Yet what happens is the
contrary; the theory is not a reasonable one. For they make many
things out of the matter, and the form generates only once, but
what we observe is that one table is made from one matter, while
the man who applies the form, though he is one, makes many tables.
And the relation of the male to the female is similar; for the
latter is impregnated by one copulation, but the male impregnates
many females; yet these are analogues of those first principles.
Plato, then, declared himself thus on the points in question;
it is evident from what has been said that he has used only two
causes, that of the essence and the material cause (for the Forms
are the causes of the essence of all other things, and the One is
the cause of the essence of the Forms); and it is evident what
the underlying matter is, of which the Forms are predicated in
the case of sensible things, and the One in the case of Forms,
viz. that this is a dyad, the great and the small. Further, he
has assigned the cause of good and that of evil to the elements,
one to each of the two, as we say some of his predecessors sought
to do, e.g. Empedocles and Anaxagoras.
Part 7
Our review of those who have spoken about first principles and
reality and of the way in which they have spoken, has been
concise and summary; but yet we have learnt this much from them,
that of those who speak about 'principle' and 'cause' no one has
mentioned any principle except those which have been
distinguished in our work on nature, but all evidently have some
inkling of them, though only vaguely. For some speak of the first
principle as matter, whether they suppose one or more first
principles, and whether they suppose this to be a body or to be
incorporeal; e.g. Plato spoke of the great and the small, the
Italians of the infinite, Empedocles of fire, earth, water, and
air, Anaxagoras of the infinity of things composed of similar
parts. These, then, have all had a notion of this kind of cause,
and so have all who speak of air or fire or water, or something
denser than fire and rarer than air; for some have said the prime
element is of this kind.
These thinkers grasped this cause only; but certain others
have mentioned the source of movement, e.g. those who make
friendship and strife, or reason, or love, a principle.
The essence, i.e. the substantial reality, no one has
expressed distinctly. It is hinted at chiefly by those who
believe in the Forms; for they do not suppose either that the
Forms are the matter of sensible things, and the One the matter
of the Forms, or that they are the source of movement (for they
say these are causes rather of immobility and of being at rest),
but they furnish the Forms as the essence of every other thing,
and the One as the essence of the Forms.
That for whose sake actions and changes and movements take
place, they assert to be a cause in a way, but not in this way, i.e.
not in the way in which it is its nature to be a cause. For those
who speak of reason or friendship class these causes as goods;
they do not speak, however, as if anything that exists either
existed or came into being for the sake of these, but as if
movements started from these. In the same way those who say the
One or the existent is the good, say that it is the cause of
substance, but not that substance either is or comes to be for
the sake of this. Therefore it turns out that in a sense they
both say and do not say the good is a cause; for they do not call
it a cause qua good but only incidentally.
All these thinkers then, as they cannot pitch on another
cause, seem to testify that we have determined rightly both how
many and of what sort the causes are. Besides this it is plain
that when the causes are being looked for, either all four must
be sought thus or they must be sought in one of these four ways.
Let us next discuss the possible difficulties with regard to the
way in which each of these thinkers has spoken, and with regard
to his situation relatively to the first principles.
Part 8
Those, then, who say the universe is one and posit one kind of
thing as matter, and as corporeal matter which has spatial
magnitude, evidently go astray in many ways. For they posit the
elements of bodies only, not of incorporeal things, though there
are also incorporeal things. And in trying to state the causes of
generation and destruction, and in giving a physical account of
all things, they do away with the cause of movement. Further,
they err in not positing the substance, i.e. the essence, as the
cause of anything, and besides this in lightly calling any of the
simple bodies except earth the first principle, without inquiring
how they are produced out of one anothers—I mean fire, water,
earth, and air. For some things are produced out of each other by
combination, others by separation, and this makes the greatest
difference to their priority and posteriority. For (1) in a way
the property of being most elementary of all would seem to belong
to the first thing from which they are produced by combination,
and this property would belong to the most fine-grained and
subtle of bodies. For this reason those who make fire the
principle would be most in agreement with this argument. But each
of the other thinkers agrees that the element of corporeal things
is of this sort. At least none of those who named one element
claimed that earth was the element, evidently because of the
coarseness of its grain. (Of the other three elements each has
found some judge on its side; for some maintain that fire, others
that water, others that air is the element. Yet why, after all,
do they not name earth also, as most men do? For people say all
things are earth Hesiod says earth was produced first of
corporeal things; so primitive and popular has the opinion been.)
According to this argument, then, no one would be right who
either says the first principle is any of the elements other than
fire, or supposes it to be denser than air but rarer than water.
But (2) if that which is later in generation is prior in nature,
and that which is concocted and compounded is later in
generation, the contrary of what we have been saying must be
true,—water must be prior to air, and earth to water.
So much, then, for those who posit one cause such as we
mentioned; but the same is true if one supposes more of these, as
Empedocles says matter of things is four bodies. For he too is
confronted by consequences some of which are the same as have
been mentioned, while others are peculiar to him. For we see
these bodies produced from one another, which implies that the
same body does not always remain fire or earth (we have spoken
about this in our works on nature); and regarding the cause of
movement and the question whether we must posit one or two, he
must be thought to have spoken neither correctly nor altogether
plausibly. And in general, change of quality is necessarily done
away with for those who speak thus, for on their view cold will
not come from hot nor hot from cold. For if it did there would be
something that accepted the contraries themselves, and there
would be some one entity that became fire and water, which
Empedocles denies.
As regards Anaxagoras, if one were to suppose that he said
there were two elements, the supposition would accord thoroughly
with an argument which Anaxagoras himself did not state
articulately, but which he must have accepted if any one had led
him on to it. True, to say that in the beginning all things were
mixed is absurd both on other grounds and because it follows that
they must have existed before in an unmixed form, and because
nature does not allow any chance thing to be mixed with any
chance thing, and also because on this view modifications and
accidents could be separated from substances (for the same things
which are mixed can be separated); yet if one were to follow him
up, piecing together what he means, he would perhaps be seen to
be somewhat modern in his views. For when nothing was separated
out, evidently nothing could be truly asserted of the substance
that then existed. I mean, e.g. that it was neither white nor
black, nor grey nor any other colour, but of necessity
colourless; for if it had been coloured, it would have had one of
these colours. And similarly, by this same argument, it was
flavourless, nor had it any similar attribute; for it could not
be either of any quality or of any size, nor could it be any
definite kind of thing. For if it were, one of the particular
forms would have belonged to it, and this is impossible, since
all were mixed together; for the particular form would
necessarily have been already separated out, but he all were
mixed except reason, and this alone was unmixed and pure. From
this it follows, then, that he must say the principles are the
One (for this is simple and unmixed) and the Other, which is of
such a nature as we suppose the indefinite to be before it is
defined and partakes of some form. Therefore, while expressing
himself neither rightly nor clearly, he means something like what
the later thinkers say and what is now more clearly seen to be
the case.
But these thinkers are, after all, at home only in arguments
about generation and destruction and movement; for it is
practically only of this sort of substance that they seek the
principles and the causes. But those who extend their vision to
all things that exist, and of existing things suppose some to be
perceptible and others not perceptible, evidently study both
classes, which is all the more reason why one should devote some
time to seeing what is good in their views and what bad from the
standpoint of the inquiry we have now before us.
The 'Pythagoreans' treat of principles and elements stranger
than those of the physical philosophers (the reason is that they
got the principles from non-sensible things, for the objects of
mathematics, except those of astronomy, are of the class of
things without movement); yet their discussions and
investigations are all about nature; for they generate the
heavens, and with regard to their parts and attributes and
functions they observe the phenomena, and use up the principles
and the causes in explaining these, which implies that they agree
with the others, the physical philosophers, that the real is just
all that which is perceptible and contained by the so-called
'heavens'. But the causes and the principles which they mention
are, as we said, sufficient to act as steps even up to the higher
realms of reality, and are more suited to these than to theories
about nature. They do not tell us at all, however, how there can
be movement if limit and unlimited and odd and even are the only
things assumed, or how without movement and change there can be
generation and destruction, or the bodies that move through the
heavens can do what they do.
Further, if one either granted them that spatial magnitude
consists of these elements, or this were proved, still how would
some bodies be light and others have weight? To judge from what
they assume and maintain they are speaking no more of
mathematical bodies than of perceptible; hence they have said
nothing whatever about fire or earth or the other bodies of this
sort, I suppose because they have nothing to say which applies
peculiarly to perceptible things.
Further, how are we to combine the beliefs that the attributes
of number, and number itself, are causes of what exists and
happens in the heavens both from the beginning and now, and that
there is no other number than this number out of which the world
is composed? When in one particular region they place opinion and
opportunity, and, a little above or below, injustice and decision
or mixture, and allege, as proof, that each of these is a number,
and that there happens to be already in this place a plurality of
the extended bodies composed of numbers, because these attributes
of number attach to the various places,—this being so, is this
number, which we must suppose each of these abstractions to be,
the same number which is exhibited in the material universe, or
is it another than this? Plato says it is different; yet even he
thinks that both these bodies and their causes are numbers, but
that the intelligible numbers are causes, while the others are
sensible.
Part 9
Let us leave the Pythagoreans for the present; for it is
enough to have touched on them as much as we have done. But as
for those who posit the Ideas as causes, firstly, in seeking to
grasp the causes of the things around us, they introduced others
equal in number to these, as if a man who wanted to count things
thought he would not be able to do it while they were few, but
tried to count them when he had added to their number. For the
Forms are practically equal to—or not fewer than—the things, in
trying to explain which these thinkers proceeded from them to the
Forms. For to each thing there answers an entity which has the
same name and exists apart from the substances, and so also in
the case of all other groups there is a one over many, whether
the many are in this world or are eternal.
Further, of the ways in which we prove that the Forms exist,
none is convincing; for from some no inference necessarily
follows, and from some arise Forms even of things of which we
think there are no Forms. For according to the arguments from the
existence of the sciences there will be Forms of all things of
which there are sciences and according to the 'one over many'
argument there will be Forms even of negations, and according to
the argument that there is an object for thought even when the
thing has perished, there will be Forms of perishable things; for
we have an image of these. Further, of the more accurate
arguments, some lead to Ideas of relations, of which we say there
is no independent class, and others introduce the 'third man'.
And in general the arguments for the Forms destroy the things
for whose existence we are more zealous than for the existence of
the Ideas; for it follows that not the dyad but number is first,
i.e. that the relative is prior to the absolute,—besides all the
other points on which certain people by following out the
opinions held about the Ideas have come into conflict with the
principles of the theory.
Further, according to the assumption on which our belief in
the Ideas rests, there will be Forms not only of substances but
also of many other things (for the concept is single not only in
the case of substances but also in the other cases, and there are
sciences not only of substance but also of other things, and a
thousand other such difficulties confront them). But according to
the necessities of the case and the opinions held about the
Forms, if Forms can be shared in there must be Ideas of
substances only. For they are not shared in incidentally, but a
thing must share in its Form as in something not predicated of a
subject (by 'being shared in incidentally' I mean that e.g. if a
thing shares in 'double itself', it shares also in 'eternal', but
incidentally; for 'eternal' happens to be predicable of the
'double'). Therefore the Forms will be substance; but the same
terms indicate substance in this and in the ideal world (or what
will be the meaning of saying that there is something apart from
the particulars—the one over many?). And if the Ideas and the
particulars that share in them have the same form, there will be
something common to these; for why should '2' be one and the same
in the perishable 2's or in those which are many but eternal, and
not the same in the '2' itself' as in the particular 2? But if
they have not the same form, they must have only the name in
common, and it is as if one were to call both Callias and a
wooden image a 'man', without observing any community between
them.
Above all one might discuss the question what on earth the
Forms contribute to sensible things, either to those that are
eternal or to those that come into being and cease to be. For
they cause neither movement nor any change in them. But again
they help in no wise either towards the knowledge of the other
things (for they are not even the substance of these, else they
would have been in them), or towards their being, if they are not
in the particulars which share in them; though if they were, they
might be thought to be causes, as white causes whiteness in a
white object by entering into its composition. But this argument,
which first Anaxagoras and later Eudoxus and certain others used,
is very easily upset; for it is not difficult to collect many
insuperable objections to such a view.
But, further, all other things cannot come from the Forms in
any of the usual senses of 'from'. And to say that they are
patterns and the other things share in them is to use empty words
and poetical metaphors. For what is it that works, looking to the
Ideas? And anything can either be, or become, like another
without being copied from it, so that whether Socrates or not a
man Socrates like might come to be; and evidently this might be
so even if Socrates were eternal. And there will be several
patterns of the same thing, and therefore several Forms; e.g.
'animal' and 'two-footed' and also 'man himself' will be Forms of
man. Again, the Forms are patterns not only sensible things, but
of Forms themselves also; i.e. the genus, as genus of various
species, will be so; therefore the same thing will be pattern and
copy.
Again, it would seem impossible that the substance and that of
which it is the substance should exist apart; how, therefore,
could the Ideas, being the substances of things, exist apart? In
the Phaedo' the case is stated in this way—that the Forms are
causes both of being and of becoming; yet when the Forms exist,
still the things that share in them do not come into being,
unless there is something to originate movement; and many other
things come into being (e.g. a house or a ring) of which we say
there are no Forms. Clearly, therefore, even the other things can
both be and come into being owing to such causes as produce the
things just mentioned.
Again, if the Forms are numbers, how can they be causes? Is it
because existing things are other numbers, e.g. one number is
man, another is Socrates, another Callias? Why then are the one
set of numbers causes of the other set? It will not make any
difference even if the former are eternal and the latter are not.
But if it is because things in this sensible world (e.g. harmony)
are ratios of numbers, evidently the things between which they
are ratios are some one class of things. If, then, this—the
matter—is some definite thing, evidently the numbers themselves
too will be ratios of something to something else. E.g. if
Callias is a numerical ratio between fire and earth and water and
air, his Idea also will be a number of certain other underlying
things; and man himself, whether it is a number in a sense or
not, will still be a numerical ratio of certain things and not a
number proper, nor will it be a of number merely because it is a
numerical ratio.
Again, from many numbers one number is produced, but how can
one Form come from many Forms? And if the number comes not from
the many numbers themselves but from the units in them, e.g. in
10,000, how is it with the units? If they are specifically alike,
numerous absurdities will follow, and also if they are not alike
(neither the units in one number being themselves like one
another nor those in other numbers being all like to all); for in
what will they differ, as they are without quality? This is not a
plausible view, nor is it consistent with our thought on the
matter.
Further, they must set up a second kind of number (with which
arithmetic deals), and all the objects which are called
'intermediate' by some thinkers; and how do these exist or from
what principles do they proceed? Or why must they be intermediate
between the things in this sensible world and the things-themselves?
Further, the units in must each come from a prior but this is
impossible.
Further, why is a number, when taken all together, one?
Again, besides what has been said, if the units are diverse
the Platonists should have spoken like those who say there are
four, or two, elements; for each of these thinkers gives the name
of element not to that which is common, e.g. to body, but to fire
and earth, whether there is something common to them, viz. body,
or not. But in fact the Platonists speak as if the One were
homogeneous like fire or water; and if this is so, the numbers
will not be substances. Evidently, if there is a One itself and
this is a first principle, 'one' is being used in more than one
sense; for otherwise the theory is impossible.
When we wish to reduce substances to their principles, we
state that lines come from the short and long (i.e. from a kind
of small and great), and the plane from the broad and narrow, and
body from the deep and shallow. Yet how then can either the plane
contain a line, or the solid a line or a plane? For the broad and
narrow is a different class from the deep and shallow. Therefore,
just as number is not present in these, because the many and few
are different from these, evidently no other of the higher
classes will be present in the lower. But again the broad is not
a genus which includes the deep, for then the solid would have
been a species of plane. Further, from what principle will the
presence of the points in the line be derived? Plato even used to
object to this class of things as being a geometrical fiction. He
gave the name of principle of the line—and this he often posited—to
the indivisible lines. Yet these must have a limit; therefore the
argument from which the existence of the line follows proves also
the existence of the point.
In general, though philosophy seeks the cause of perceptible
things, we have given this up (for we say nothing of the cause
from which change takes its start), but while we fancy we are
stating the substance of perceptible things, we assert the
existence of a second class of substances, while our account of
the way in which they are the substances of perceptible things is
empty talk; for 'sharing', as we said before, means nothing.
Nor have the Forms any connexion with what we see to be the
cause in the case of the arts, that for whose sake both all mind
and the whole of nature are operative,—with this cause which we
assert to be one of the first principles; but mathematics has
come to be identical with philosophy for modern thinkers, though
they say that it should be studied for the sake of other things.
Further, one might suppose that the substance which according to
them underlies as matter is too mathematical, and is a predicate
and differentia of the substance, ie. of the matter, rather than
matter itself; i.e. the great and the small are like the rare and
the dense which the physical philosophers speak of, calling these
the primary differentiae of the substratum; for these are a kind
of excess and defect. And regarding movement, if the great and
the small are to he movement, evidently the Forms will be moved;
but if they are not to be movement, whence did movement come? The
whole study of nature has been annihilated.
And what is thought to be easy—to show that all things are one—is
not done; for what is proved by the method of setting out
instances is not that all things are one but that there is a One
itself,—if we grant all the assumptions. And not even this
follows, if we do not grant that the universal is a genus; and
this in some cases it cannot be.
Nor can it be explained either how the lines and planes and
solids that come after the numbers exist or can exist, or what
significance they have; for these can neither be Forms (for they
are not numbers), nor the intermediates (for those are the
objects of mathematics), nor the perishable things. This is
evidently a distinct fourth class.
In general, if we search for the elements of existing things
without distinguishing the many senses in which things are said
to exist, we cannot find them, especially if the search for the
elements of which things are made is conducted in this manner.
For it is surely impossible to discover what 'acting' or 'being
acted on', or 'the straight', is made of, but if elements can be
discovered at all, it is only the elements of substances;
therefore either to seek the elements of all existing things or
to think one has them is incorrect.
And how could we learn the elements of all things? Evidently
we cannot start by knowing anything before. For as he who is
learning geometry, though he may know other things before, knows
none of the things with which the science deals and about which
he is to learn, so is it in all other cases. Therefore if there
is a science of all things, such as some assert to exist, he who
is learning this will know nothing before. Yet all learning is by
means of premisses which are (either all or some of them) known
before,—whether the learning be by demonstration or by
definitions; for the elements of the definition must be known
before and be familiar; and learning by induction proceeds
similarly. But again, if the science were actually innate, it
were strange that we are unaware of our possession of the
greatest of sciences.
Again, how is one to come to know what all things are made of,
and how is this to be made evident? This also affords a
difficulty; for there might be a conflict of opinion, as there is
about certain syllables; some say za is made out of s and d and
a, while others say it is a distinct sound and none of those that
are familiar.
Further, how could we know the objects of sense without having
the sense in question? Yet we ought to, if the elements of which
all things consist, as complex sounds consist of the clements
proper to sound, are the same.
Part 10
It is evident, then, even from what we have said before, that
all men seem to seek the causes named in the Physics, and that we
cannot name any beyond these; but they seek these vaguely; and
though in a sense they have all been described before, in a sense
they have not been described at all. For the earliest philosophy
is, on all subjects, like one who lisps, since it is young and in
its beginnings. For even Empedocles says bone exists by virtue of
the ratio in it. Now this is the essence and the substance of the
thing. But it is similarly necessary that flesh and each of the
other tissues should be the ratio of its elements, or that not
one of them should; for it is on account of this that both flesh
and bone and everything else will exist, and not on account of
the matter, which he names,—fire and earth and water and air. But
while he would necessarily have agreed if another had said this,
he has not said it clearly.
On these questions our views have been expressed before; but
let us return to enumerate the difficulties that might be raised
on these same points; for perhaps we may get from them some help
towards our later difficulties.